Shalabi, Hani Youssef

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in futures contracts	2020-03-10	2023-01-31
	RO	Dealing in securities	2020-03-10	2023-01-31
	Rep	Dealing in futures contracts	2020-01-08	2020-03-10
	Rep	Dealing in securities	2020-01-08	2020-03-10
DEUTSCHE SECURITIES ASIA LIMITED	RO	Providing automated trading services	2018-01-29	2019-11-15
	RO	Dealing in futures contracts	2018-01-29	2019-11-15
	RO	Dealing in securities	2018-01-29	2019-11-15
	Rep	Providing automated trading services	2017-08-21	2018-01-29
	Rep	Dealing in futures contracts	2017-08-21	2018-01-29
	Rep	Dealing in securities	2017-08-21	2018-01-29
Credit Suisse Securities (Hong Kong) Limited	RO	Providing automated trading services	2013-07-30	2017-05-16
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2012-01-19	2013-11-01
	RO	Dealing in futures contracts	2012-01-19	2017-05-16
	RO	Dealing in securities	2012-01-19	2017-05-16
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2012-01-19	2017-05-16
	Rep	Dealing in securities	2010-10-11	2012-01-19
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-11	2012-01-19
	Rep	Dealing in futures contracts	2008-11-11	2012-01-19
	Rep	Dealing in securities	2008-06-24	2012-01-19
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-06-24	2008-11-24
	Rep	Dealing in futures contracts	2008-06-24	2008-11-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-12-14	2008-03-21
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-05-08	2008-03-21
	Rep	Dealing in securities	2006-05-08	2008-03-21
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-12-09	2006-03-31
	Rep	Dealing in securities	2005-12-09	2006-03-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-12-09	2006-03-31
	Rep	Dealing in futures contracts	2005-12-09	2006-03-31

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in futures contracts	2020-03-10	2023-01-31
	RO	Dealing in securities	2020-03-10	2023-01-31
	Rep	Dealing in futures contracts	2020-01-08	2020-03-10
	Rep	Dealing in securities	2020-01-08	2020-03-10
DEUTSCHE SECURITIES ASIA LIMITED	RO	Providing automated trading services	2018-01-29	2019-11-15
	RO	Dealing in futures contracts	2018-01-29	2019-11-15
	RO	Dealing in securities	2018-01-29	2019-11-15
	Rep	Providing automated trading services	2017-08-21	2018-01-29
	Rep	Dealing in futures contracts	2017-08-21	2018-01-29
	Rep	Dealing in securities	2017-08-21	2018-01-29
Credit Suisse Securities (Hong Kong) Limited	RO	Providing automated trading services	2013-07-30	2017-05-16
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2012-01-19	2013-11-01
	RO	Dealing in futures contracts	2012-01-19	2017-05-16
	RO	Dealing in securities	2012-01-19	2017-05-16
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2012-01-19	2017-05-16
	Rep	Dealing in securities	2010-10-11	2012-01-19
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-11	2012-01-19
	Rep	Dealing in futures contracts	2008-11-11	2012-01-19
	Rep	Dealing in securities	2008-06-24	2012-01-19
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-06-24	2008-11-24
	Rep	Dealing in futures contracts	2008-06-24	2008-11-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-12-14	2008-03-21
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-05-08	2008-03-21
	Rep	Dealing in securities	2006-05-08	2008-03-21
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-12-09	2006-03-31
	Rep	Dealing in securities	2005-12-09	2006-03-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-12-09	2006-03-31
	Rep	Dealing in futures contracts	2005-12-09	2006-03-31