Personnel Hong Kong SFC License Details (ID 77539)

Personnel Hong Kong SFC License Details (ID 77539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-01-24	2024-02-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-01-24	2024-02-02
Credit Suisse (Hong Kong) Limited	RO	Dealing in futures contracts	2015-11-10	2022-08-05
	Rep	Providing automated trading services	2011-05-04	2013-11-01
	Rep	Dealing in futures contracts	2011-05-04	2015-11-10
	Rep	Dealing in securities	2011-05-04	2022-08-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-05-04	2022-08-05