Personnel Hong Kong SFC License Details (ID 77560)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2017-03-01	-
	Rep	Dealing in securities	2017-03-01	-
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2010-08-02	2012-10-16
	Rep	Dealing in securities	2010-06-07	2012-10-16