Personnel Hong Kong SFC License Details (ID 77583)

Personnel Hong Kong SFC License Details (ID 77583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2021-02-17	2023-10-10
	Rep	Dealing in securities	2021-02-17	2023-10-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-06-23	2019-06-27
	Rep	Advising on securities	2011-06-23	2019-06-27
	Rep	Dealing in securities	2011-06-23	2019-06-27
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2005-09-29	2011-03-02
	Rep	Dealing in securities	2005-09-29	2011-03-02
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2005-09-29	2011-03-02