Tseng, Warren

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-09-04	2014-05-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2013-07-19	2013-11-01
	Rep	Dealing in futures contracts	2013-07-19	2014-05-10
	Rep	Dealing in securities	2013-07-19	2014-05-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-07-19	2014-05-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-08-24	2012-05-29
	Rep	Dealing in futures contracts	2011-08-24	2012-05-29
	Rep	Dealing in securities	2011-08-24	2012-05-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-08-24	2012-05-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-09-04	2014-05-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2013-07-19	2013-11-01
	Rep	Dealing in futures contracts	2013-07-19	2014-05-10
	Rep	Dealing in securities	2013-07-19	2014-05-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2013-07-19	2014-05-10
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-08-24	2012-05-29
	Rep	Dealing in futures contracts	2011-08-24	2012-05-29
	Rep	Dealing in securities	2011-08-24	2012-05-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-08-24	2012-05-29