Personnel Hong Kong SFC License Details (ID 77599)

Personnel Hong Kong SFC License Details (ID 77599)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2013-05-08	2015-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2012-08-06	2012-11-15
	Rep	Dealing in securities	2012-08-06	2012-11-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-08-06	2012-11-15
	Rep	Dealing in securities	2012-08-06	2012-11-15
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-08-01	2012-05-03
	Rep	Dealing in futures contracts	2011-08-01	2012-05-03
	Rep	Dealing in securities	2011-08-01	2012-05-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-08-01	2012-05-03
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-03-17	2011-06-17
	Rep	Dealing in securities	2011-03-17	2011-06-17