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Personnel Hong Kong SFC License Details (ID 77602)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2016-08-11
2018-08-01
Credit Suisse (Hong Kong) Limited
Rep
Advising on securities
2010-10-04
2016-01-20
Rep
Advising on securities
2010-03-24
2010-04-24