Personnel SFC Licences and HKMA Registrations (ID 77621)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TruMed Investment Management Limited	RO	Advising on securities	2023-03-17	-
	RO	Asset management	2022-03-21	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2011-09-07	2017-09-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.