Personnel Hong Kong SFC License Details (ID 77632)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Naga Capital Partners (HK) Limited	RO	Asset management	2015-07-06	2017-07-14
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-08-02	2013-02-15
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-03-14	2011-03-30
	Rep	Dealing in securities	2011-03-14	2011-03-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-06-19	2010-05-12