Personnel Hong Kong SFC License Details (ID 77633)

Personnel Hong Kong SFC License Details (ID 77633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Link Asset Management Limited (HK)	Rep	Asset management	2024-01-16	-
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2021-10-12	2022-08-26
	Rep	Advising on corporate finance	2021-08-26	2022-08-26
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2019-03-04	2021-05-07
	Rep	Advising on corporate finance	2013-11-28	2017-10-20
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-08-19	2013-08-21
	Rep	Advising on securities	2010-08-19	2013-08-21
	Rep	Dealing in securities	2010-08-19	2013-08-21