Personnel Hong Kong SFC License Details (ID 77635)

Personnel Hong Kong SFC License Details (ID 77635)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FountainVest Capital Limited	RO	Advising on securities	2023-02-09	2023-06-30
	RO	Asset management	2023-02-09	2023-06-30
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2017-01-11	2020-10-09
	RO	Dealing in securities	2017-01-11	2020-10-09
	Rep	Advising on securities	2016-08-09	2017-01-11
	Rep	Dealing in securities	2016-08-09	2017-01-11
VTB Capital Hong Kong Limited	Rep	Advising on securities	2012-12-11	2013-07-04
	Rep	Dealing in securities	2012-12-11	2013-07-04
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2012-07-20	2012-09-22
	RO	Dealing in securities	2012-07-20	2012-09-22
	Rep	Advising on corporate finance	2010-08-02	2012-07-10
	Rep	Advising on securities	2010-08-02	2012-07-20
	Rep	Dealing in securities	2005-10-25	2012-07-20