Personnel Hong Kong SFC License Details (ID 77651)

Personnel Hong Kong SFC License Details (ID 77651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2013-02-06	2014-07-10
	Rep	Dealing in securities	2013-02-06	2014-07-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-09-05	2012-12-05
	Rep	Advising on securities	2011-09-05	2012-12-05
	Rep	Dealing in securities	2011-09-05	2012-12-05
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-10-07	2011-06-25
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-10-07	2011-06-25