Personnel Hong Kong SFC License Details (ID 77655)

Personnel Hong Kong SFC License Details (ID 77655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHELSEA SECURITIES LIMITED	Rep	Advising on corporate finance	2022-12-20	2025-04-15
	Rep	Advising on securities	2022-12-20	2025-04-15
	Rep	Dealing in securities	2022-12-20	2025-04-15
	RO	Advising on corporate finance	2018-08-06	2022-12-20
	RO	Advising on securities	2018-08-06	2022-12-20
	RO	Dealing in securities	2018-08-06	2022-12-20
	Rep	Advising on corporate finance	2018-04-12	2018-08-06
	Rep	Advising on securities	2018-04-12	2018-08-06
	Rep	Dealing in securities	2018-04-12	2018-08-06
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2014-03-31	2018-03-30
	Rep	Advising on securities	2014-03-31	2018-03-30
	Rep	Dealing in securities	2014-03-31	2018-03-30
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2012-09-13	2014-03-15
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-08-30	2012-05-16
	Rep	Advising on securities	2010-08-30	2012-05-16
	Rep	Dealing in securities	2010-08-30	2012-05-16