Personnel Hong Kong SFC License Details (ID 77657)

Personnel Hong Kong SFC License Details (ID 77657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2020-08-12	-
	RO	Asset management	2020-08-12	-
	RO	Dealing in securities	2020-08-12	-
	Rep	Advising on securities	2017-06-28	2020-08-12
	Rep	Asset management	2017-06-28	2020-08-12
	Rep	Dealing in securities	2017-06-28	2020-08-12
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2012-03-16	2017-06-01
	Rep	Dealing in securities	2012-03-16	2017-06-01
	Rep	Advising on corporate finance	2008-06-17	2011-11-02
	Rep	Advising on securities	2008-06-17	2011-11-02
	Rep	Dealing in securities	2008-06-17	2011-11-02