Personnel Hong Kong SFC License Details (ID 77669)

Personnel Hong Kong SFC License Details (ID 77669)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2024-05-23	-
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-22	2023-09-25
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-04-24	2013-11-01
	Rep	Dealing in futures contracts	2009-04-24	2023-09-25
	Rep	Dealing in securities	2008-11-03	2023-09-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-11-03	2023-09-25