| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-30 | 2012-12-11 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2009-08-18 | 2012-12-11 |
| Rep | Dealing in futures contracts | 2009-08-18 | 2012-12-11 |
| Rep | Dealing in securities | 2009-08-18 | 2012-12-11 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-12-21 | 2009-07-10 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-12-21 | 2009-07-10 |
| Rep | Dealing in securities | 2007-12-21 | 2009-07-10 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-12-21 | 2009-07-10 |