Personnel Hong Kong SFC License Details (ID 77685)

Personnel Hong Kong SFC License Details (ID 77685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2026-05-22	-
	Rep	Asset management	2026-05-22	-
	Rep	Dealing in securities	2026-05-22	-
C&AMP;F ASSET MANAGEMENT HK LIMITED	RO	Advising on securities	2017-10-19	2025-09-01
	RO	Asset management	2017-10-19	2025-09-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-10-18	2012-05-05
	Rep	Advising on securities	2010-10-18	2012-05-05
	Rep	Dealing in securities	2010-10-18	2012-05-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2010-09-04
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-04-07	2010-09-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-07	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-03-23	2009-03-31
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-23	2009-03-31