Personnel Hong Kong SFC License Details (ID 77688)

Personnel Hong Kong SFC License Details (ID 77688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Templewater Hong Kong Limited	Rep	Advising on corporate finance	2014-03-20	2015-04-14
	Rep	Dealing in securities	2014-03-20	2015-04-14
SHENG YUAN SECURITIES LIMITED	Rep	Advising on securities	2013-10-29	2014-02-10
	Rep	Dealing in securities	2013-10-29	2014-02-10
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-03-19	2013-07-11
	Rep	Asset management	2013-03-19	2013-07-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-07-02	2013-01-01
	Rep	Advising on securities	2010-07-02	2013-01-01
	Rep	Dealing in securities	2010-07-02	2013-01-01