Personnel Hong Kong SFC License Details (ID 77689)

Personnel Hong Kong SFC License Details (ID 77689)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GCM Investments Hong Kong Limited	RO	Advising on securities	2014-06-16	2019-12-11
	RO	Dealing in securities	2014-06-16	2019-12-11
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2012-07-19	2014-01-17
	RO	Dealing in securities	2012-07-19	2014-01-17
	Rep	Advising on securities	2009-06-29	2012-07-19
	Rep	Dealing in securities	2009-06-29	2012-07-19
Aberdeen International Investment Management Limited	Rep	Advising on securities	2009-01-05	2009-04-05
	Rep	Dealing in securities	2009-01-05	2009-04-05