Personnel Hong Kong SFC License Details (ID 77694)

Personnel Hong Kong SFC License Details (ID 77694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-07-19	2013-11-01
	Rep	Advising on corporate finance	2011-07-19	2014-03-01
	Rep	Advising on securities	2011-07-19	2014-03-01
	Rep	Dealing in securities	2011-07-19	2014-03-01
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2009-11-09	2010-05-28
	Rep	Asset management	2009-11-09	2010-05-28
VALUE PARTNERS LIMITED	Rep	Advising on securities	2009-11-09	2010-05-28
	Rep	Asset management	2009-11-09	2010-05-28
Value Partners Private Equity Limited	Rep	Advising on securities	2008-07-02	2010-05-28
	Rep	Asset management	2008-07-02	2010-05-28
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2005-12-24	2008-04-30
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2004-11-08	2005-11-30