Personnel Hong Kong SFC License Details (ID 77696)

Personnel Hong Kong SFC License Details (ID 77696)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-10-09	-
	Rep	Advising on securities	2017-10-09	2024-04-22
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2017-07-07	2017-09-13
	Rep	Dealing in securities	2017-07-07	2017-09-13
ABCI Securities Company Limited	Rep	Dealing in securities	2017-07-07	2017-09-13
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2014-03-03	2017-03-17
	Rep	Providing automated trading services	2010-09-14	2012-11-04
	Rep	Dealing in securities	2009-08-24	2012-11-04