| BaoJia Capital Limited | RO | Advising on securities | 2022-04-04 | - |
| RO | Asset management | 2022-04-04 | - |
| Yuan Tong Global Securities Limited | RO | Dealing in futures contracts | 2019-06-11 | 2021-12-20 |
| Yuan Tong Global Asset Management Limited | RO | Asset management | 2017-12-20 | 2021-12-20 |
| Yuan Tong Global Securities Limited | RO | Advising on securities | 2017-10-27 | 2021-12-20 |
| RO | Dealing in securities | 2017-10-27 | 2021-12-20 |
| Kirin Securities Limited | RO | Advising on securities | 2017-05-26 | 2017-06-23 |
| RO | Dealing in securities | 2017-05-26 | 2017-06-23 |
| Kirin Asset Management Limited | RO | Asset management | 2016-09-15 | 2017-06-23 |
| Rep | Asset management | 2016-07-29 | 2016-09-15 |
| CSC SECURITIES (HK) LIMITED | RO | Asset management | 2015-05-07 | 2016-06-18 |
| RO | Dealing in futures contracts | 2014-01-22 | 2016-06-18 |
| CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | Dealing in securities | 2010-06-03 | 2012-12-31 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-07-17 | 2014-01-22 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2009-07-09 |
| RO | Advising on securities | 2008-07-14 | 2016-06-18 |
| RO | Dealing in securities | 2008-07-14 | 2016-06-18 |
| Rep | Advising on securities | 2008-05-30 | 2008-07-14 |
| Rep | Dealing in securities | 2008-05-30 | 2008-07-14 |
| EAA SECURITIES LIMITED | RO | Advising on securities | 2006-04-21 | 2008-05-24 |
| RO | Dealing in securities | 2006-04-21 | 2008-05-24 |
| Rep | Dealing in securities | 2006-02-01 | 2006-04-21 |
| KuCoin HK Limited | Rep | Dealing in securities | 2005-02-08 | 2006-01-16 |
| EAA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-30 |
| Rep | Asset management | 2003-04-01 | 2003-05-30 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-30 |