| CIF Asset Management Limited | RO | Asset management | 2020-07-03 | - |
| CIF Securities Futures Limited | RO | Dealing in futures contracts | 2018-08-28 | - |
| RO | Dealing in securities | 2018-08-28 | - |
| CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-11-17 | 2020-03-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | Dealing in futures contracts | 2016-10-18 | 2019-09-17 |
| Rep | Dealing in futures contracts | 2016-09-20 | 2016-10-18 |
| CLC FUTURES LIMITED | RO | Advising on futures contracts | 2014-10-29 | 2016-09-19 |
| RO | Dealing in futures contracts | 2014-10-29 | 2016-09-19 |
| CLC SECURITIES LIMITED | RO | Advising on securities | 2014-07-30 | 2016-09-19 |
| RO | Dealing in securities | 2014-07-30 | 2016-09-19 |
| Rep | Advising on securities | 2014-06-26 | 2014-07-30 |
| Rep | Dealing in securities | 2014-06-03 | 2014-07-30 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in securities | 2011-07-21 | 2013-10-31 |
| RO | Dealing in futures contracts | 2008-05-21 | 2013-10-31 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2007-11-26 | 2013-10-31 |
| Rep | Dealing in futures contracts | 2006-05-15 | 2007-11-26 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-05-15 | 2008-05-21 |
| Rep | Dealing in securities | 2006-05-15 | 2011-07-21 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-26 | 2006-04-30 |
| DELTA ASIA SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-10-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-12-30 |
| Rep | Advising on securities | 2003-04-01 | 2004-12-30 |
| Rep | Asset management | 2003-04-01 | 2004-12-30 |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-30 |