Personnel Hong Kong SFC License Details (ID 77717)

Personnel Hong Kong SFC License Details (ID 77717)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Seazen Resources Securities Limited	RO	Dealing in securities	2019-09-04	-
	Rep	Dealing in securities	2016-02-22	2019-09-04
Seazen Resources Futures Limited	RO	Dealing in futures contracts	2014-09-25	2022-05-12
	Rep	Dealing in futures contracts	2014-08-04	2014-09-25
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2008-03-08	2014-07-17
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-06	2008-03-04
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-12
	Rep	Asset management	2003-04-01	2003-12-12
	Rep	Dealing in futures contracts	2003-04-01	2004-04-23