Personnel Hong Kong SFC License Details (ID 77718)

Personnel Hong Kong SFC License Details (ID 77718)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Elevation Capital Limited	RO	Dealing in securities	2020-05-18	2020-12-08
	Rep	Dealing in securities	2020-05-06	2020-05-18
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in securities	2019-03-06	2020-04-06
	Rep	Dealing in securities	2019-03-04	2019-03-06
China International Securities Limited	RO	Dealing in securities	2017-08-31	2019-03-01
Black Marble Securities Limited	Rep	Dealing in securities	2017-02-09	2017-08-23
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-29	2017-02-01
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2015-04-29	2017-02-01
ABCI Securities Company Limited	Rep	Dealing in securities	2012-07-06	2012-11-28
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2010-05-10	2012-06-22
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-05-10	2012-06-22
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2008-01-31	2010-05-08
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2008-01-31	2010-05-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-04-19	2006-08-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-04-19	2006-08-28