| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-09-25 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-25 | - |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2013-09-13 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-08-15 | 2013-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-21 | 2011-06-04 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-06-21 | 2011-06-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-21 | 2011-06-04 |
No HKMA registrations in the collected records.