Personnel Hong Kong SFC License Details (ID 77734)

Personnel Hong Kong SFC License Details (ID 77734)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Boom Securities (H.K.) Limited	Rep	Dealing in securities	2013-07-05	2014-05-31
KGI ASIA LIMITED	Rep	Dealing in securities	2012-11-15	2013-07-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-11-15	2013-07-02
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-12-11	2011-12-08
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2008-10-16	2008-10-20
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-10-16	2008-10-20
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-03-18	2008-07-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2008-03-18	2008-07-01