Li, Siu Hong 李紹康

HKMA registration number:AG9596

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2015-12-04	-
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2010-03-18	2015-09-24
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2009-01-19	2010-03-08
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-09-12	2008-11-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2007-08-02	2007-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AG9596

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2015-11-02	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2015-11-02	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2015-11-02	—	Current