| SIIC CAPITAL (HONG KONG) INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2025-04-11 | 2026-04-30 |
| RO | Asset management | 2025-04-11 | 2026-04-30 |
| CHELSEA SECURITIES LIMITED | RO | Advising on securities | 2022-12-23 | 2025-02-28 |
| RO | Asset management | 2022-12-23 | 2025-02-28 |
| RO | Dealing in securities | 2022-12-23 | 2025-02-28 |
| Rep | Advising on securities | 2022-10-21 | 2022-12-23 |
| Rep | Asset management | 2022-10-21 | 2022-12-23 |
| Rep | Dealing in securities | 2022-10-21 | 2022-12-23 |
| MAGIC COMPASS SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-18 | 2022-09-30 |
| RO | Advising on securities | 2020-10-23 | 2022-09-30 |
| RO | Asset management | 2020-10-23 | 2022-09-30 |
| RO | Dealing in securities | 2020-10-23 | 2022-09-30 |
| KuCoin Asset Management Limited | RO | Asset management | 2019-04-02 | 2020-09-30 |
| KuCoin HK Limited | RO | Advising on securities | 2019-04-02 | 2020-09-30 |
| Rep | Advising on securities | 2019-01-02 | 2019-04-02 |
| KuCoin Asset Management Limited | Rep | Asset management | 2018-12-27 | 2019-04-02 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2018-12-27 | 2020-09-30 |
| KuCoin HK Limited | Rep | Dealing in securities | 2018-12-27 | 2020-09-30 |
| Hao Tian Asset Management Limited | Rep | Asset management | 2018-04-04 | 2018-12-17 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-04-04 | 2018-12-17 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-03-27 | 2018-12-17 |
| CPLUS SECURITIES LIMITED | Rep | Advising on securities | 2017-08-11 | 2018-03-01 |
| Rep | Dealing in securities | 2017-08-11 | 2018-03-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-02-09 | 2015-06-10 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-09 | 2015-06-10 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2014-12-23 | 2015-06-10 |
| CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2014-10-22 | 2014-11-18 |
| RO | Advising on securities | 2014-03-05 | 2014-10-07 |
| Rep | Advising on securities | 2010-10-26 | 2014-03-05 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2010-10-01 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-27 | 2010-10-01 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-18 | 2010-10-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-22 | 2010-04-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-02 | 2009-10-03 |
| Rep | Dealing in securities | 2008-05-02 | 2009-10-03 |