Personnel Hong Kong SFC License Details (ID 77740)

Personnel Hong Kong SFC License Details (ID 77740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DT Securities & Futures Co. Limited	Rep	Dealing in securities	2019-08-21	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-01-17	2019-08-07
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-05-05	2011-10-31
METRO CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2008-09-10	2009-05-01
Anuenue Securities Limited	Rep	Dealing in securities	2007-06-21	2008-08-22
HOU TAK SECURITIES LIMITED	Rep	Dealing in securities	2006-09-18	2007-06-08
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2004-03-30	2006-09-11
Open Securities Limited	Rep	Dealing in securities	2003-11-18	2004-03-26
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2003-08-21	2003-11-17
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-16
	Rep	Advising on securities	2003-04-01	2003-06-16
	Rep	Asset management	2003-04-01	2003-06-16
	Rep	Providing automated trading services	2003-04-01	2003-06-16
	Rep	Dealing in securities	2003-04-01	2003-06-16
CHOW SANG SANG SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-16
	Rep	Advising on securities	2003-04-01	2003-06-16
	Rep	Asset management	2003-04-01	2003-06-16
	Rep	Providing automated trading services	2003-04-01	2003-06-16
	Rep	Dealing in securities	2003-04-01	2003-06-16