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Fleming, William Alexander Hong Kong SFC License Details (ID 7774608)
Fleming, William Alexander
SFC ID:
BJJ035
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Dealing in securities
2017-04-13
2017-04-25
Morgan Stanley Hong Kong Securities Limited
Rep
Dealing in futures contracts
2017-04-13
2017-04-25