He, Li (SFC:BJK530) 何櫟

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2025-10-14	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-07-20	2025-04-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-07-20	2025-04-29
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-04-13	2017-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2025-10-14	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-07-20	2025-04-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-07-20	2025-04-29
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-04-13	2017-07-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.