Personnel SFC Licences and HKMA Registrations (ID 77747)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	RO	Dealing in securities	2014-04-30	-
	RO	Advising on securities	2010-07-29	-
	RO	Asset management	2010-05-06	-
	RO	Asset management	2008-09-29	2010-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.