Personnel Hong Kong SFC License Details (ID 77749)

Personnel Hong Kong SFC License Details (ID 77749)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2022-08-12	-
	RO	Asset management	2022-08-12	-
	Rep	Advising on securities	2022-06-01	2022-08-12
	Rep	Asset management	2022-06-01	2022-08-12
CSOP Asset Management Limited	RO	Advising on securities	2011-01-04	2022-05-25
	RO	Asset management	2011-01-04	2022-05-25
	Rep	Advising on securities	2010-08-17	2011-01-04
	Rep	Asset management	2010-08-17	2011-01-04
CITIC Securities Asset Management (HK) Limited	RO	Asset management	2008-10-20	2010-07-31
	Rep	Asset management	2008-08-08	2008-10-20