Chang, Steve Deh-Mo 張德懋

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JMC Capital HK Limited	RO	Advising on securities	2023-12-20	-
	RO	Asset management	2023-12-20	-
	RO	Dealing in securities	2023-12-20	-
	Rep	Dealing in securities	2021-12-06	2023-12-20
	Rep	Advising on securities	2021-10-21	2023-12-20
	Rep	Asset management	2021-10-21	2023-12-20
RAYS Capital Partners Limited	Rep	Advising on securities	2018-06-08	2021-06-30
	Rep	Asset management	2018-06-08	2021-06-30
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2017-01-27	2018-01-03
	Rep	Dealing in futures contracts	2016-09-22	2017-01-27
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2016-02-17	2018-01-03
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2016-02-17	2016-09-22
	RO	Dealing in securities	2016-02-17	2018-01-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-08-26	2016-02-17
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-08-26	2016-02-17
	Rep	Dealing in securities	2014-08-26	2016-02-17
CSOP Asset Management Limited	Rep	Advising on securities	2011-01-19	2014-08-21
	Rep	Asset management	2011-01-19	2014-08-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2010-11-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-09-01	2010-11-01
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-09-01	2010-11-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-01	2010-08-20
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-08-08	2008-11-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-08-08	2008-11-19
	Rep	Dealing in securities	2007-08-08	2008-11-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-10-26	2007-06-05
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2007-06-05
	Rep	Dealing in securities	2003-04-01	2007-06-05
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2007-06-05
	Rep	Dealing in futures contracts	2003-04-01	2007-06-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.