| JMC Capital HK Limited | RO | Advising on securities | 2023-12-20 | - |
| RO | Asset management | 2023-12-20 | - |
| RO | Dealing in securities | 2023-12-20 | - |
| Rep | Dealing in securities | 2021-12-06 | 2023-12-20 |
| Rep | Advising on securities | 2021-10-21 | 2023-12-20 |
| Rep | Asset management | 2021-10-21 | 2023-12-20 |
| RAYS Capital Partners Limited | Rep | Advising on securities | 2018-06-08 | 2021-06-30 |
| Rep | Asset management | 2018-06-08 | 2021-06-30 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2017-01-27 | 2018-01-03 |
| Rep | Dealing in futures contracts | 2016-09-22 | 2017-01-27 |
| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2016-02-17 | 2018-01-03 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2016-02-17 | 2016-09-22 |
| RO | Dealing in securities | 2016-02-17 | 2018-01-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-08-26 | 2016-02-17 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-08-26 | 2016-02-17 |
| Rep | Dealing in securities | 2014-08-26 | 2016-02-17 |
| CSOP Asset Management Limited | Rep | Advising on securities | 2011-01-19 | 2014-08-21 |
| Rep | Asset management | 2011-01-19 | 2014-08-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-09-01 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-09-01 | 2010-11-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2010-08-20 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-08 | 2008-11-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-08 | 2008-11-19 |
| Rep | Dealing in securities | 2007-08-08 | 2008-11-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-10-26 | 2007-06-05 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2007-06-05 |
| Rep | Dealing in securities | 2003-04-01 | 2007-06-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-04-01 | 2007-06-05 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-06-05 |