Personnel Hong Kong SFC License Details (ID 77754)

Personnel Hong Kong SFC License Details (ID 77754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	-
	Rep	Asset management	2015-06-01	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2013-07-08	2015-05-31
	Rep	Asset management	2013-07-08	2015-05-31
CSOP Asset Management Limited	Rep	Advising on securities	2010-11-24	2013-06-30
	Rep	Asset management	2010-11-24	2013-06-30
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2010-09-15	2010-10-30
	Rep	Asset management	2007-02-26	2010-10-30
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2007-02-26	2010-02-08