Personnel Hong Kong SFC License Details (ID 77761)

Personnel Hong Kong SFC License Details (ID 77761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amazon Asset Management Limited	RO	Advising on securities	2025-05-27	2025-08-15
	RO	Asset management	2025-05-27	2025-08-15
Amazon Securities Limited	RO	Dealing in securities	2023-12-29	2025-08-15
HK KEYSTONE CAPITAL LIMITED	RO	Dealing in securities	2019-12-05	2020-05-29
	RO	Advising on securities	2019-12-05	2023-07-27
	RO	Asset management	2019-12-05	2023-07-27
	Rep	Dealing in securities	2019-11-11	2019-12-05
iTrade Securities Investment Limited	RO	Dealing in securities	2018-04-24	2019-08-01
	Rep	Dealing in securities	2018-03-12	2018-04-24
UPMAX SECURITIES LIMITED	RO	Dealing in securities	2017-07-11	2018-02-28
CTW SECURITIES LIMITED	RO	Dealing in securities	2013-02-14	2017-01-10
	Rep	Dealing in securities	2007-07-12	2013-02-14
YF Life Investors Limited	Rep	Advising on securities	2005-06-23	2006-05-24