Personnel Hong Kong SFC License Details (ID 77763)

Personnel Hong Kong SFC License Details (ID 77763)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhonghui International Securities Limited	RO	Advising on securities	2026-05-12	-
	RO	Asset management	2026-05-12	-
	RO	Dealing in securities	2026-05-12	-
SinoPro Securities Limited	RO	Advising on securities	2024-01-23	2025-12-30
	RO	Asset management	2024-01-23	2025-12-30
	RO	Dealing in securities	2024-01-23	2025-12-30
Redstone Asset Management Limited	RO	Advising on securities	2022-01-13	2024-01-14
	RO	Asset management	2022-01-13	2024-01-14
Wealthy Securities Limited	RO	Advising on securities	2019-06-27	2020-09-30
	RO	Asset management	2019-06-27	2020-09-30
	RO	Dealing in securities	2019-06-27	2020-09-30
YOUFI (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2017-04-24	2019-06-19
KILMOREY SECURITIES LIMITED	RO	Dealing in securities	2016-08-16	2016-08-26
	Rep	Dealing in securities	2016-06-08	2016-08-16
M SECURITIES LIMITED (HK)	Rep	Dealing in securities	2015-09-02	2015-12-21
CTW SECURITIES LIMITED	Rep	Dealing in securities	2008-01-14	2015-07-15