Personnel Hong Kong SFC License Details (ID 7776731)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-06-30	2023-07-04
	Rep	Dealing in securities	2023-06-30	2023-07-04
	Rep	Advising on securities	2023-04-19	2023-04-21
	Rep	Dealing in securities	2023-04-19	2023-04-21
	Rep	Advising on securities	2017-04-13	2017-04-21
	Rep	Dealing in securities	2017-04-13	2017-04-21