Personnel Hong Kong SFC License Details (ID 77769)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH)	Rep	Advising on securities	2022-05-20	2025-01-15
	Rep	Asset management	2022-05-20	2025-01-15
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-12-16	2022-03-14
	RO	Asset management	2015-12-16	2022-03-14
	Rep	Advising on securities	2015-11-24	2015-12-16
	Rep	Asset management	2015-11-24	2015-12-16
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2015-01-30	2015-09-30
	RO	Asset management	2015-01-30	2015-09-30
	Rep	Advising on securities	2014-12-16	2015-01-30
	Rep	Asset management	2014-12-16	2015-01-30
CUBE CAPITAL HK LIMITED	RO	Advising on securities	2014-03-18	2014-09-30
	RO	Asset management	2014-03-18	2014-09-30
	Rep	Advising on securities	2008-08-20	2014-03-18
	Rep	Asset management	2008-08-20	2014-03-18
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2005-12-12	2008-07-31
	Rep	Asset management	2005-12-12	2008-07-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-10-09	2003-12-03
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2003-08-29	2003-12-03
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-08-13