Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 77773)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
D.J. SECURITIES LIMITED
RO
Advising on securities
2003-04-01
-
RO
Dealing in securities
2003-04-01
-
RO
Advising on corporate finance
2003-04-01
2004-11-30
RO
Asset management
2003-04-01
2004-11-30