Personnel Hong Kong SFC License Details (ID 77786)

Personnel Hong Kong SFC License Details (ID 77786)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-14	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-14	-
Quam Securities Limited	Rep	Dealing in futures contracts	2015-05-18	2019-04-27
	Rep	Dealing in securities	2015-05-18	2019-04-27
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2013-05-08	2015-04-18
	Rep	Dealing in securities	2013-05-08	2015-04-18
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2011-11-23	2013-04-24
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2011-11-23	2013-04-24
Rifa Futures Limited	Rep	Dealing in futures contracts	2011-07-08	2011-09-26
Rifa Securities Limited	Rep	Dealing in securities	2010-09-01	2011-09-26
DAH SING SECURITIES LIMITED	Rep	Dealing in securities	2007-04-18	2010-08-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-01-19	2007-03-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-01-19	2007-03-26