Personnel Hong Kong SFC License Details (ID 77787)

Personnel Hong Kong SFC License Details (ID 77787)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PINESTONE SECURITIES LIMITED	Rep	Dealing in securities	2013-11-11	2014-01-01
	RO	Dealing in securities	2013-04-09	2013-11-11
	Rep	Dealing in securities	2013-02-27	2013-04-09
Rifa Securities Limited	RO	Dealing in securities	2012-10-11	2013-01-28
TFI Asset Management Limited	Rep	Advising on securities	2010-11-01	2013-01-28
Rifa Futures Limited	Rep	Dealing in futures contracts	2010-03-01	2013-01-28
Rifa Securities Limited	Rep	Dealing in securities	2010-03-01	2012-10-11
Rifa Futures Limited	Rep	Dealing in futures contracts	2009-10-02	2009-10-19
Rifa Securities Limited	Rep	Dealing in securities	2009-10-02	2009-10-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-03-18	2009-09-05
	Rep	Dealing in futures contracts	2008-03-17	2009-09-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-17	2009-09-05