| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HTF Securities Limited | RO | Advising on securities | 2024-10-21 | - |
| RO | Asset management | 2024-10-21 | - | |
| RO | Dealing in securities | 2024-10-21 | - | |
| Rep | Advising on securities | 2024-10-16 | 2024-10-21 | |
| Rep | Asset management | 2024-10-16 | 2024-10-21 | |
| Quantum Capital Management Limited | RO | Advising on securities | 2021-08-03 | 2024-07-31 |
| RO | Asset management | 2021-08-03 | 2024-07-31 | |
| Rep | Asset management | 2021-06-24 | 2021-08-03 | |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2021-05-11 | 2021-06-11 |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2019-08-07 | 2021-06-11 |
| Planetree Securities Limited | RO | Dealing in securities | 2019-05-23 | 2021-06-11 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2019-05-21 | 2021-06-11 |
| Planetree Securities Limited | Rep | Dealing in securities | 2019-03-05 | 2019-05-23 |
| Zhongcai Securities Limited | Rep | Dealing in securities | 2016-09-05 | 2018-11-30 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-05-15 | 2016-05-16 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-06-10 | 2014-05-09 |
| Rifa Securities Limited | Rep | Dealing in securities | 2003-12-23 | 2014-05-09 |
No HKMA registrations in the collected records.