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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 77793)
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Public Disciplinary Actions
SFC reprimands Ms So Wai Yue
SFC, 09-Aug-2001
The client was a Mr Wang Fang, who was prosecuted on 5-Dec-2000.
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SFC prosecutes Mr Wang Fang for Market Manipulation
SFC, 05-Dec-2000
His broker was Sun Hung Kai Investment Services Ltd, represented by Ms So Wai Yue, who was reprimanded by the SFC on 7-Nov-2001.
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