Personnel SFC Licences and HKMA Registrations (ID 77794)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metaverse Securities Limited (HK)	RO	Advising on futures contracts	2026-03-06	-
	Rep	Advising on futures contracts	2025-12-10	2026-03-06
Meta Futures Limited	RO	Advising on futures contracts	2023-07-25	-
	RO	Dealing in futures contracts	2023-07-25	-
Metaverse Securities Limited (HK)	RO	Advising on securities	2023-07-25	-
	RO	Asset management	2023-07-25	-
	RO	Dealing in securities	2023-07-25	-
Meta Futures Limited	Rep	Advising on futures contracts	2023-04-14	2023-07-25
	Rep	Dealing in futures contracts	2023-04-14	2023-07-25
Metaverse Securities Limited (HK)	Rep	Advising on securities	2023-04-14	2023-07-25
	Rep	Asset management	2023-04-14	2023-07-25
	Rep	Dealing in securities	2023-04-14	2023-07-25
JMC Capital International Limited	RO	Advising on securities	2020-12-21	2022-05-31
	RO	Dealing in securities	2020-12-21	2022-05-31
JMC Capital HK Limited	RO	Advising on securities	2019-02-04	2022-05-31
	RO	Asset management	2019-02-04	2022-05-31
	RO	Dealing in securities	2019-02-04	2022-05-31
JMC Capital International Limited	RO	Advising on futures contracts	2019-01-31	2022-05-31
	RO	Dealing in futures contracts	2019-01-31	2022-05-31
FORMAX SECURITIES LIMITED	RO	Dealing in futures contracts	2018-03-07	2018-12-02
	RO	Dealing in securities	2018-03-07	2018-12-02
	Rep	Dealing in futures contracts	2018-01-12	2018-03-07
	Rep	Dealing in securities	2018-01-12	2018-03-07
Rifa Futures Limited	RO	Dealing in futures contracts	2017-03-22	2017-11-30
Rifa Securities Limited	RO	Dealing in securities	2014-11-26	2017-11-30
Rifa Futures Limited	Rep	Dealing in futures contracts	2013-04-05	2017-03-22
Rifa Securities Limited	Rep	Dealing in securities	2013-04-05	2014-11-26
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-26	2013-03-27
	Rep	Dealing in securities	2012-06-26	2013-03-27
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-12-30	2013-03-27
	Rep	Dealing in securities	2011-12-30	2013-03-27
Rifa Futures Limited	Rep	Dealing in futures contracts	2011-08-26	2011-12-19
Rifa Securities Limited	Rep	Dealing in securities	2011-08-26	2011-12-19
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2010-05-26	2011-08-12
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-05-26	2011-08-12
XinKong International Securities Limited	Rep	Dealing in futures contracts	2008-07-30	2010-05-24
	Rep	Dealing in securities	2007-11-28	2010-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.