Personnel Hong Kong SFC License Details (ID 77800)

Personnel Hong Kong SFC License Details (ID 77800)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhongrong International Capital Management Limited	RO	Advising on securities	2021-01-11	2021-07-30
	RO	Asset management	2021-01-11	2021-07-30
	Rep	Advising on securities	2020-10-16	2021-01-11
	Rep	Asset management	2020-10-16	2021-01-11
Zheng He Capital Management Limited	RO	Advising on securities	2019-11-01	2020-08-14
	RO	Asset management	2019-11-01	2020-08-14
PINESTONE SECURITIES LIMITED	RO	Dealing in securities	2015-01-12	2018-03-31
	Rep	Dealing in securities	2014-06-30	2015-01-12
Rifa Securities Limited	Rep	Dealing in securities	2011-07-07	2012-01-16
TFI Asset Management Limited	Rep	Advising on securities	2011-07-07	2012-01-16