| Pulun International Capital Limited | RO | Dealing in securities | 2020-03-19 | 2021-03-03 |
| RO | Advising on corporate finance | 2020-03-19 | 2024-04-01 |
| RHB CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2017-12-12 | 2019-02-15 |
| RO | Dealing in securities | 2017-12-12 | 2019-02-15 |
| RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2017-12-12 | 2019-02-15 |
| RO | Dealing in securities | 2017-12-12 | 2019-02-15 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-15 | 2017-10-11 |
| Rep | Advising on securities | 2017-03-15 | 2017-10-11 |
| Rep | Dealing in securities | 2017-03-15 | 2017-10-11 |
| NFH Securities and Futures Limited | RO | Dealing in securities | 2016-08-25 | 2017-03-15 |
| NFH Corporate Finance Limited | RO | Advising on corporate finance | 2015-11-17 | 2017-03-15 |
| Anbang Capital (Hong Kong) Co. Limited | RO | Advising on corporate finance | 2014-06-05 | 2015-03-30 |
| RO | Advising on securities | 2014-06-05 | 2015-03-30 |
| RO | Dealing in securities | 2014-06-05 | 2015-03-30 |
| Rep | Advising on corporate finance | 2014-05-20 | 2014-06-05 |
| Rep | Advising on securities | 2014-05-20 | 2014-06-05 |
| Rep | Dealing in securities | 2014-05-20 | 2014-06-05 |
| CHIEF FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-03-14 | 2014-05-01 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2012-10-12 | 2014-05-01 |
| Rep | Dealing in securities | 2012-10-12 | 2014-05-01 |
| Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2010-03-11 | 2011-11-08 |
| Rep | Advising on corporate finance | 2009-07-09 | 2010-03-11 |
| Rep | Dealing in securities | 2009-07-09 | 2011-11-08 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-07-25 | 2009-02-28 |
| Rep | Dealing in securities | 2007-07-25 | 2009-02-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-07-25 | 2009-02-28 |
| Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-04-22 | 2007-03-29 |
| Rep | Dealing in securities | 2005-04-22 | 2007-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-03-24 | 2007-03-29 |
| Rep | Advising on securities | 2004-03-24 | 2007-03-29 |
| Rep | Dealing in securities | 2004-03-24 | 2007-03-29 |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-03-24 | 2007-03-29 |