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Personnel Hong Kong SFC License Details (ID 77811)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Daiwa Capital Markets Hong Kong Limited
RO
Advising on corporate finance
2009-01-07
2011-10-14
RO
Advising on corporate finance
-
2004-05-24