Personnel Hong Kong SFC License Details (ID 77812)

Personnel Hong Kong SFC License Details (ID 77812)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on corporate finance	2011-06-20	2025-05-02
	RO	Advising on securities	2011-06-20	2025-05-02
	RO	Dealing in futures contracts	2011-06-20	2025-05-02
	RO	Dealing in securities	2011-06-20	2025-05-02
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2011-06-20	2016-03-31
	RO	Dealing in securities	2011-06-20	2016-03-31
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	RO	Advising on securities	2011-06-20	2012-06-04